Colin Moors

Director of Compliance

Colin is responsible for the overall design, implementation and ongoing oversight of our compliance and risk programs. Colin has an extensive background in financial service with over 25 years of experience in compliance roles in the wealth management industry.

Colin most recently served as Chief Compliance Officer of American Portfolio Advisor’s RIA since 2017. He graduated from FIT with a Bachelor’s degree in Finance.

He resides on Long Island with his two daughters.

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